Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Anne Smith has been in the financial services industry for over 20 years. Kimberly holds a Series 6, Series 7 and Series 63 license. Kimberly is currently registered with Fidelity Brokerage Services LLC and has also been previously registered with Fidelity Investments Institutional Services Company, Inc. and NatCity Investments, Inc. Kimberly is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
01/01/2008 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
08/03/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
OH
10/13/2004 - 06/07/2006
NATCITY INVESTMENTS, INC. (CINCINNATI OH)
OH
09/26/2003 - 10/13/2004
RED CAPITAL MARKETS, INC. (COLUMBUS OH)
BC
Issued 01/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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