Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Anne Figenbaum is a financial advisor with B. Riley Wealth Advisors, Inc. Kimberly has over 29 years of experience in the financial services industry. Kimberly is registered with the state of Massachusetts. Kimberly Anne Figenbaum is also a Certified Financial Planner. Prior to joining B. Riley Wealth Advisors, Inc., Kimberly was a registered representative with National Securities Corporation. Kimberly Anne Figenbaum holds a Series 6, Series 7, Series 63, Series 66, and Series 79TO. Kimberly is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/24/2021 - Present
B. Riley Wealth Advisors, Inc. (Boston MA)
MA
03/19/2021 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOSTON MA)
MA
03/27/2009 - 04/13/2021
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
MA
09/16/2002 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (QUINCY MA)
RI
09/08/1993 - 09/10/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 03/14/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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