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Kimberly Anne Bao

L.j. Hart AND Co.

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About Kimberly Anne Bao

Kimberly Anne Bao is a financial advisor with L.j. Hart And Co. Kimberly has been in the financial industry for over 8 years and is a registered representative with FINRA. Kimberly holds the Series 52 and Series 53 licenses, as well as the SIE. Kimberly has worked with Commerce Brokerage Services, Inc. in the past, where she held a series 52 and 53 license. Kimberly's focus is on providing clients with personalized financial advice and strategies to help them reach their financial goals.

Firm Information

Kimberly Bao is currently registered with L.j. Hart AND Co.. L.j. Hart AND Co. is a Corporation formed on November 12, 1991 and is currently Approved. The firm is registered in Illinois, Louisiana, Missouri, South Dakota, Texas, and Wyoming. It has also received 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Bao’s Registration & Firm History

MO

06/13/2023 - Present

L.j. Hart AND Co. (St. Louis MO)

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Licenses & Designations

BC

Issued 03/11/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2015

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Anne Bao.
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