Unclaimed
Kimberly Anne Bao is a financial advisor with L.j. Hart And Co. Kimberly has been in the financial industry for over 8 years and is a registered representative with FINRA. Kimberly holds the Series 52 and Series 53 licenses, as well as the SIE. Kimberly has worked with Commerce Brokerage Services, Inc. in the past, where she held a series 52 and 53 license. Kimberly's focus is on providing clients with personalized financial advice and strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
06/13/2023 - Present
L.j. Hart AND Co. (St. Louis MO)
BC
Issued 03/11/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2015
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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