Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Wayne is a financial advisor with T. Rowe Price Investment Services, Inc. She is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the financial services industry since 2003. Kimberly is a Series 3, SIE, Series 7 and Series 6 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
04/12/2011 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
MA
01/01/2008 - 12/21/2010
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
09/13/2004 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
MO
10/01/1999 - 03/29/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/28/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MA
07/07/1997 - 12/31/1997
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
BC
Issued 01/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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