Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Torralva is a financial advisor at Raymond James & Associates, Inc., located in Honolulu, HI. Kimberly has been in the industry since 1991 and has worked with several firms, including Morgan Stanley and Citigroup Global Markets Inc. Kimberly is registered with the state of Hawaii and has passed several exams, including the Series 66, Series 63, Series 53, Series 12, Series 4, and Series 24. Kimberly's specialties include portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
07/12/2019 - Present
Raymond James & Associates, Inc. (Honolulu HI)
HI
06/01/2009 - 07/12/2019
MORGAN STANLEY (HONOLULU HI)
HI
05/09/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HONOLULU HI)
HI
10/01/2003 - 06/02/2008
CITIGROUP GLOBAL MARKETS INC. (HONOLULU HI)
NJ
05/01/2002 - 08/04/2003
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
WA
08/12/1991 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
BOTH
Issued 03/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/27/2004
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/06/1999
Series 4 - Registered Options Principal Examination
BC
Issued 07/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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