Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Ann Stasen is a registered representative with Wells Fargo Clearing Services, LLC. Kimberly has been in the securities industry since 1994. Kimberly has a long history of experience in the industry, having worked at several firms before joining Wells Fargo. Kimberly is a Series 7, 6, 63 and 66 licensed professional. She is also a Series 9, 10, and 24 licensed professional. Kimberly provides financial planning, portfolio management, and investment consulting services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/20/2021 - Present
Wells Fargo Clearing Services, LLC (YARDLEY PA)
PA
10/01/2000 - 01/27/2020
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
NC
07/05/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
01/19/1996 - 07/08/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
OR
10/13/1994 - 02/05/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
IN
04/06/1994 - 11/07/1994
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/06/1994 - 11/07/1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 04/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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