Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Ann Spisak is a financial advisor with over 20 years of experience in the financial services industry. She currently works for Cambridge Investment Research Advisors, Inc. and is a CERTIFIED FINANCIAL PLANNER™. Kimberly has a wide range of experience, previously working for Ameriprise Financial Services, Inc., J.W. COLE FINANCIAL, INC., QUESTAR CAPITAL CORPORATION, BURNS FINANCIAL CENTRE, INC., L.M. KOHN & COMPANY, and VALMARK SECURITIES, INC. Kimberly is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 24 and 63 licenses. She also holds a Series 65 license, which allows her to provide investment advisory services. Kimberly is committed to providing her clients with personalized financial advice and services. She is dedicated to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
11/16/2018 - Present
Cambridge Investment Research Advisors, Inc. (Westlake OH)
OH
11/04/2014 - 10/03/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Westlake OH)
OH
06/29/2007 - 11/04/2014
J.W. COLE FINANCIAL, INC. (BROADVIEW HTS. OH)
OH
05/04/2006 - 07/03/2007
QUESTAR CAPITAL CORPORATION (PARMA OH)
OH
06/13/2005 - 03/15/2006
BURNS FINANCIAL CENTRE, INC. (BRECKSVILLE OH)
OH
07/25/2000 - 06/09/2005
L.M. KOHN & COMPANY (CINCINNATI OH)
OH
10/15/1999 - 07/24/2000
VALMARK SECURITIES, INC. (AKRON OH)
IA
Issued 10/25/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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