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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Sodervick is a financial advisor with Morgan Stanley, working out of the Roseville, CA branch. Kimberly has been in the financial services industry since 1993. Kimberly has Series 7, Series 63, and Series 66 licenses and holds registrations in 42 states. Kimberly has a strong background in working with clients including high-net-worth individuals, businesses, corporations, pension and profit-sharing plans, investment companies, insurance companies, charitable organizations and state or municipal government entities. In addition to Kimberly's role with Morgan Stanley, Kimberly is an independent beauty consultant for Mary Kay.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (Roseville CA)
CA
11/01/2010 - 11/05/2010
RBC CAPITAL MARKETS, LLC (ROSEVILLE CA)
NY
06/24/1997 - 10/24/1998
ING BARING FURMAN SELZ LLC (NEW YORK NY)
NY
10/22/1994 - 12/11/1997
COWEN & CO. (NEW YORK NY)
NY
03/24/1993 - 10/25/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 11/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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