Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Santarsiero has been in the financial services industry since April 1999. Currently, Kimberly is registered with LPL Financial LLC in Dunmore, Pennsylvania. Kimberly has also worked for Wells Fargo Clearing Services, LLC and Morgan Stanley Smith Barney. Kimberly holds Series 63, 65, 7 and SIE licenses and is registered in 12 states. Kimberly specializes in providing financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/19/2018 - Present
LPL Financial LLC (DUNMORE PA)
PA
11/18/2011 - 12/20/2018
WELLS FARGO CLEARING SERVICES, LLC (SCRANTON PA)
PA
06/01/2009 - 12/08/2011
MORGAN STANLEY SMITH BARNEY (SCRANTON PA)
PA
04/23/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SCRANTON PA)
IA
Issued 05/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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