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Kimberly Ann Rusch

Northwestern Mutual Investment Services, LLC

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About Kimberly Ann Rusch

Kimberly Ann Rusch is a financial advisor with over 20 years of experience in the financial services industry. Kimberly is registered with Northwestern Mutual Investment Services, LLC and has held previous positions at WELLS FARGO FUNDS DISTRIBUTOR, LLC, STRONG INVESTMENTS, INC. and DAIN RAUSCHER INCORPORATED. Kimberly holds Series 6, 7, 63 and 65 licenses and the SIE exam.

Firm Information

Kimberly Rusch is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kimberly Rusch’s Registration & Firm History

WI

04/17/2014 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

WI

04/11/2005 - 08/03/2010

WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

WI

10/22/1998 - 04/11/2005

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

NY

03/02/1998 - 10/05/1998

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

01/05/1994 - 03/02/1998

DAIN RAUSCHER INCORPORATED

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Licenses & Designations

IA

Issued 07/10/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/06/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Ann Rusch.
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