Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Ann Rodriguez is a financial advisor with Capital Client Group, Inc., based in San Antonio, TX. Kimberly has been in the financial industry for less than a year. Kimberly has a series 66 and Series 7TO license, and is registered in Texas. She is also registered in Kansas and Missouri. Kimberly is also licensed as an investment advisor representative. Prior to joining Capital Client Group, Inc., Kimberly worked at LPL Financial LLC. Kimberly is a graduate of Texas A&M Commerce.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
TX
07/20/2023 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
TX
10/25/2022 - 07/14/2023
LPL FINANCIAL LLC (SAN ANTONIO TX)
BOTH
Issued 01/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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