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Kimberly Ann Pickett

Raymond James Financial Services, Inc.

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About Kimberly Ann Pickett

Kimberly Pickett is a financial advisor at Raymond James Financial Services, Inc. Kimberly has been in the financial industry since 2000. Kimberly holds the Series 7, Series 31, Series 63, and Series 65 licenses. Kimberly is also a registered representative in Alabama, Arizona, California, Colorado, Delaware, Florida, Georgia, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Utah, Virginia, and Washington.

Firm Information

Kimberly Pickett is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Pickett’s Registration & Firm History

NJ

11/14/2019 - Present

Raymond James Financial Services, Inc. (SHREWSBURY NJ)

NJ

06/01/2009 - 11/15/2019

MORGAN STANLEY (SHREWSBURY NJ)

NJ

11/20/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)

NJ

09/09/2005 - 11/01/2007

GARDEN STATE SECURITIES, INC. (WALL TWP NJ)

NY

05/16/2000 - 07/20/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 04/27/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 05/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Ann Pickett.
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