Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Phelps is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Petoskey, Michigan. Kimberly has been working in the financial services industry since 1995 and has a broad range of experience. Kimberly is a Registered Representative (Series 7, Series 6, Series 63, and SIE) and a Registered Investment Advisor (Series 65). Kimberly is also a General Securities Principal (Series 24). Kimberly has a strong commitment to providing personalized financial advice to individuals and families. Kimberly offers a variety of financial services including portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MI
03/04/2019 - Present
Raymond James Financial Services Advisors, Inc. (Petoskey MI)
MI
12/03/2008 - 03/07/2019
THE HUNTINGTON INVESTMENT COMPANY (PETOSKEY MI)
MI
03/01/2007 - 12/04/2008
RAYMOND JAMES & ASSOCIATES, INC. (PETOSKEY MI)
MI
07/06/2005 - 03/02/2007
CHASE INVESTMENT SERVICES CORP. (PETOSKEY MI)
IL
09/13/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
09/11/1997 - 09/08/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
OH
05/16/1995 - 10/22/1997
HARBAY, KESSEF & CO. (COLUMBUS OH)
IA
Issued 01/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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