Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly McConnell is a Registered Representative of Stifel, Nicolaus & Company, Inc. with over 30 years of experience in the financial services industry. Kimberly has been registered with Stifel, Nicolaus & Company, Inc. since April 2006. Previously, Kimberly was registered with Century Securities Associates, Inc. from October 1992 to September 2006. Kimberly is licensed in 46 states and the District of Columbia. Kimberly holds Series 4, 7, 8, 9, 10, 24, 53, 63 and 65 licenses, as well as the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/31/2006 - Present
Stifel, Nicolaus & Company, Inc. (CLAYTON MO)
MO
10/09/1992 - 09/14/2006
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
IA
Issued 06/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/04/1998
Series 4 - Registered Options Principal Examination
BC
Issued 08/09/1996
Series 24 - General Securities Principal Examination
BC
Issued 07/30/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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