Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Griggs-murray is a financial advisor with over 20 years of experience in the financial industry. Kimberly currently works at Capfinancial Securities, LLC. Kimberly has passed the Series 63, SIE, and Series 7 exams. Kimberly has been registered with the Financial Industry Regulatory Authority (FINRA) since August 29, 2016. Kimberly is registered to conduct business in North Carolina. Kimberly has previously worked for Transamerica Investors Securities Corporation, Fidelity Investments Institutional Services Company, Inc., and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/29/2016 - Present
Capfinancial Securities, LLC (CHARLOTTE NC)
GA
03/18/2009 - 07/26/2016
TRANSAMERICA INVESTORS SECURITIES CORPORATION (ATLANTA GA)
TX
02/16/2007 - 01/28/2009
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
IA
08/19/1999 - 12/09/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 09/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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