Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Ann Graham is a licensed financial professional with over 20 years of experience in the industry. Kimberly is currently registered with Southeast Investments, N.c., Inc. in Charlotte, NC and holds several licenses and certifications, including Series 7, 6, 24, 26, 51, 63, and 65. Kimberly has a strong background in providing financial planning services, portfolio management for businesses and individuals, and selection of other advisors. Previous roles include positions with MetLife Securities Inc. and Jefferson Pilot Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Offer products as a b/d on a commission basis
1
2
NC
01/11/2013 - Present
Southeast Investments, N.c., Inc. (CHARLOTTE NC)
OH
03/26/2007 - 08/01/2012
METLIFE SECURITIES INC. (DUBLIN OH)
OH
03/26/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (DUBLIN OH)
OH
12/18/2006 - 03/23/2007
JEFFERSON PILOT SECURITIES CORPORATION (DAYTON OH)
OH
04/06/2004 - 12/31/2004
NEBS FINANCIAL SERVICES, INC. (CLEVELAND OH)
NJ
11/16/1999 - 01/08/2004
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/29/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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