Unclaimed
Kimberly Ann Fiore is a financial professional with over 30 years of experience in the financial services industry. She is currently registered with Corebridge Capital Services, Inc., a firm that provides a variety of financial services including investment management, financial planning, and insurance. Kimberly has held previous positions with a number of other firms including Sun Life Financial Distributors, Inc., Profunds Distributors, Inc., Citigroup Global Markets Inc., American Skandia Marketing, Inc., Kemper Financial Services, Inc., Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/05/2011 - Present
Corebridge Capital Services, Inc. (HOUSTON TX)
MA
05/20/2005 - 08/23/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MD
06/14/2004 - 05/04/2005
PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)
NY
02/01/2002 - 06/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
06/15/1994 - 05/16/2001
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NA
10/04/1991 - 04/12/1994
KEMPER FINANCIAL SERVICES, INC.
NY
05/18/1991 - 08/07/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/16/1989 - 04/30/1991
KEMPER FINANCIAL SERVICES, INC.
NY
07/22/1987 - 09/15/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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