Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Cristofoli is a financial advisor at UBS Financial Services Inc. in Columbus, Ohio. Kimberly has been in the financial services industry since 1994. Kimberly holds Series 7 and Series 66 licenses as well as being registered in 29 states, and has a history of working at various well-known firms including Wells Fargo Clearing Services, LLC, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kimberly's areas of expertise include retirement planning, college savings, estate planning, and investment management. Kimberly is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
06/23/2023 - Present
UBS Financial Services Inc. (COLUMBUS OH)
OH
01/22/2016 - 07/03/2023
WELLS FARGO CLEARING SERVICES, LLC (DUBLIN OH)
OH
08/20/2014 - 02/05/2016
MORGAN STANLEY (DUBLIN OH)
OH
05/12/1993 - 07/11/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATH OH)
NY
06/14/1991 - 10/02/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/22/1989 - 07/11/1990
SHEARSON LEHMAN HUTTON INC.
NY
09/20/1988 - 07/11/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BOTH
Issued 10/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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