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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Clark-schweitzer has been in the financial industry since May 1989. Kimberly is currently registered with Morgan Stanley in Florida and Texas as an investment advisor representative. Prior to joining Morgan Stanley, Kimberly worked at Quest Capital Strategies, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., and Prudential-Bache Securities Inc. Kimberly holds the Series 3, 7, 9, 10, 63, 65, and 66 securities licenses. Kimberly has been registered with the Securities and Exchange Commission (SEC) since 1987.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/15/2020 - Present
Morgan Stanley (Miami FL)
CA
03/19/2003 - 01/17/2013
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
01/06/2000 - 04/08/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/19/1998 - 11/24/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/23/1990 - 09/25/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/26/1989 - 06/20/1990
PRUDENTIAL-BACHE SECURITIES INC.
NY
08/26/1988 - 06/20/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
12/22/1987 - 07/19/1988
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 07/11/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/27/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2017
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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