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Kimberly Ann Bennett

Wallachbeth Capital LLC

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About Kimberly Ann Bennett

Kimberly Bennett is a financial professional with experience in the securities industry. Kimberly is currently registered with Wallachbeth Capital LLC in Florida. Kimberly has held a previous position with FOG Equities LLC. Kimberly holds the Series 63, Series 7TO, and Series 57TO licenses. Kimberly's professional background includes a focus on securities trading and general securities representation.

Firm Information

Kimberly Bennett is currently registered with Wallachbeth Capital LLC. Wallachbeth Capital LLC is a Limited Liability Company formed in May 2008. The firm is registered in 44 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Bennett’s Registration & Firm History

FL

09/05/2023 - Present

Wallachbeth Capital LLC (Boca Raton FL)

IL

05/16/2022 - 08/02/2023

FOG EQUITIES LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/27/2023

Series 57TO - Securities Trader Exam

BC

Issued 05/16/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kimberly Ann Bennett.
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