Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Arguello is a registered investment advisor representative with Raymond James & Associates, Inc. Kimberly has been in the securities industry since 2011. Kimberly has licenses for Series 7, Series 66 and SIE. Kimberly has worked at JPMorgan Securities LLC, Raymond James Financial Services, Inc. and Walnut Street Securities, Inc.. Kimberly holds an active registration for both broker-dealer and investment advisor in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/14/2021 - Present
Raymond James & Associates, Inc. (Coral Gables FL)
FL
07/22/2019 - 06/02/2021
J.P. MORGAN SECURITIES LLC (PINECREST FL)
FL
08/30/2013 - 10/07/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (MIAMI FL)
FL
02/25/2011 - 09/03/2013
WALNUT STREET SECURITIES, INC. (MIAMI FL)
BOTH
Issued 08/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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