Unclaimed
Kimberly Alicia Michel is a financial professional with over 20 years of experience in the industry. Kimberly is currently registered with The O.n. Equity Sales Co. and is licensed in California. Kimberly has a strong track record of success in providing investment advice and financial planning services to individuals and families. Kimberly has held previous positions with NYLIFE Securities LLC and MML Investors Services, LLC. Kimberly is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/23/2013 - Present
THE O.n. Equity Sales Co. (Shingle Springs CA)
CA
04/27/2012 - 04/05/2013
NYLIFE SECURITIES LLC (LOS ANGELES CA)
CA
11/09/2001 - 01/25/2012
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
NA
04/18/1989 - 04/09/1990
MUTUAL SERVICE CORPORATION
BOTH
Issued 11/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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