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Kimberly Alicia Michel

THE O.n. Equity Sales Co.

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About Kimberly Alicia Michel

Kimberly Alicia Michel is a financial professional with over 20 years of experience in the industry. Kimberly is currently registered with The O.n. Equity Sales Co. and is licensed in California. Kimberly has a strong track record of success in providing investment advice and financial planning services to individuals and families. Kimberly has held previous positions with NYLIFE Securities LLC and MML Investors Services, LLC. Kimberly is committed to helping clients achieve their financial goals.

Firm Information

Kimberly Michel is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Michel’s Registration & Firm History

CA

09/23/2013 - Present

THE O.n. Equity Sales Co. (Shingle Springs CA)

CA

04/27/2012 - 04/05/2013

NYLIFE SECURITIES LLC (LOS ANGELES CA)

CA

11/09/2001 - 01/25/2012

MML INVESTORS SERVICES, LLC (LOS ANGELES CA)

NA

04/18/1989 - 04/09/1990

MUTUAL SERVICE CORPORATION

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Licenses & Designations

BOTH

Issued 11/04/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/09/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Kimberly Alicia Michel. Review regulatory record here.
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