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Kimberly Ainsworth

Fidelity Brokerage Services LLC

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About Kimberly Ainsworth

Kimberly Ainsworth is a financial professional with over 25 years of experience in the financial services industry. Kimberly is currently registered with Fidelity Brokerage Services LLC, National Financial Services LLC and Fidelity Distributors Co. LLC. Kimberly holds the Series 6, 7, 24 and SIE licenses. Kimberly is a dedicated and experienced professional who is committed to helping her clients achieve their financial goals.

Firm Information

Kimberly Ainsworth is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Ainsworth’s Registration & Firm History

MA

09/15/2022 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

MA

03/01/1995 - 05/14/1999

LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)

NA

02/18/1994 - 03/01/1995

COLONIAL INVESTMENT SERVICES

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Licenses & Designations

BC

Issued 08/19/2022

Series 24 - General Securities Principal Examination

BC

Issued 07/08/2022

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/17/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kimberly Ainsworth.
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