Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Adler is an Investment Advisor Representative with Wells Fargo Advisors Financial Network, LLC. Kimberly has over 23 years of experience in the financial services industry. Kimberly has been registered with Wells Fargo Advisors Financial Network, LLC since June 2023. Previous registrations include Wells Fargo Clearing Services, LLC and Morgan Stanley DW Inc. Kimberly is a Series 3, 7 and 63 licensed professional. Kimberly holds the SIE, Series 7 and Series 3 licenses and has been registered in 42 states. Kimberly specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
06/20/2023 - Present
Wells Fargo Advisors Financial Network, LLC (CHICAGO IL)
IL
05/03/2005 - 06/20/2023
WELLS FARGO CLEARING SERVICES, LLC (CHICAGO IL)
NY
04/14/2000 - 05/02/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/02/2000 - 04/11/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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