Unclaimed
Kimberly Wittlieb is a registered representative with TD Securities (usa) LLC. Kimberly has been in the industry for several years and holds the Series 63, Series 79, and SIE licenses. Kimberly has been associated with TD Securities (usa) LLC since 2021. Prior to joining TD Securities (usa) LLC, Kimberly was a registered representative with UBS Securities LLC. Kimberly is registered to offer securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/29/2021 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
01/10/2019 - 12/13/2019
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 06/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2019
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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