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Kimberly A Wittlieb

TD Securities (usa) LLC

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About Kimberly A Wittlieb

Kimberly Wittlieb is a registered representative with TD Securities (usa) LLC. Kimberly has been in the industry for several years and holds the Series 63, Series 79, and SIE licenses. Kimberly has been associated with TD Securities (usa) LLC since 2021. Prior to joining TD Securities (usa) LLC, Kimberly was a registered representative with UBS Securities LLC. Kimberly is registered to offer securities in New York.

Firm Information

Kimberly Wittlieb is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Wittlieb’s Registration & Firm History

NY

03/29/2021 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

01/10/2019 - 12/13/2019

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2019

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly A Wittlieb.
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