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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Riordan is a financial advisor with MML Investors Services, LLC in SPRINGFIELD, MA. Kimberly has been in the financial services industry since 2006. Kimberly is licensed in Massachusetts and has earned multiple securities licenses, including Series 7, 24, 52, 53, 63, and 66. Previously, Kimberly was employed at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SCOTTRADE, INC., and BANC OF AMERICA INVESTMENT SERVICES, INC. Kimberly has a variety of experience in the financial services industry, and is committed to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
04/11/2018 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
06/26/2013 - 01/19/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MADISON CT)
RI
11/28/2011 - 06/18/2013
SCOTTRADE, INC. (PROVIDENCE RI)
RI
10/23/2009 - 11/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
09/11/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
RI
04/21/2006 - 08/21/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 09/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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