Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Oliver is a financial advisor who has been in the industry since 2007. Kimberly is registered with UBS Financial Services Inc. in New Jersey and New York. Kimberly has a wide range of experience in the financial services industry, having previously worked at Morgan Stanley and Citigroup Global Markets Inc.. Kimberly holds a Series 63, Series 65, Series 7, Series 3, Series 31, Series 9 and Series 10 licenses. Kimberly also holds the SIE designation. Kimberly offers a wide range of financial services to individuals, businesses, and institutions. These services include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (MELVILLE NY)
NY
06/01/2009 - 12/20/2012
MORGAN STANLEY (MELVILLE NY)
NY
09/26/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
07/23/2007 - 10/04/2007
CITIGROUP GLOBAL MARKETS INC. (HAUPPAUGE NY)
IA
Issued 05/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2012
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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