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Kimberly A Guere

Mutual OF America Securities LLC

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About Kimberly A Guere

Kimberly Guere is a registered representative with Mutual of America Securities LLC, located in Tarrytown, NY. Kimberly has been in the industry since January 16, 2018. Kimberly has passed the Series 6, Series 99TO, and SIE exams.

Firm Information

Kimberly Guere is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Guere’s Registration & Firm History

NY

10/01/2020 - Present

Mutual OF America Securities LLC (TARRYTOWN NY)

NY

01/17/2018 - 11/09/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (TARRYTOWN NY)

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Licenses & Designations

BC

Issued 04/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly A Guere.
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