Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Cox is a financial advisor with over 25 years of experience in the industry. Kimberly is a registered representative of LPL Financial LLC. Kimberly is currently licensed in 30 states and is actively managing client portfolios. Kimberly is dedicated to providing personalized financial guidance to individuals, families, and businesses. Prior to joining LPL, Kimberly held roles at Northwestern Mutual Investment Services, LLC and Morgan Stanley. Kimberly has a strong understanding of financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
06/21/2024 - Present
LPL Financial LLC (Stillwater MN)
MN
02/16/2010 - 05/28/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MENDOTA HTS MN)
MN
06/01/2009 - 01/19/2010
MORGAN STANLEY SMITH BARNEY (ST. PAUL MN)
MN
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. PAUL MN)
MN
12/13/2000 - 04/02/2007
MORGAN STANLEY DW INC. (ST. PAUL MN)
MN
06/11/1997 - 05/17/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 10/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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