Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Brennan is a financial advisor with T. Rowe Price Investment Services, Inc., working out of the Owings Mills, MD office. Kimberly has been in the financial industry since 2011. Kimberly is Series 6 and Series 63 licensed, and holds the SIE. Kimberly has worked for several firms in the past including USI SECURITIES, INC., EQUITABLE DISTRIBUTORS, LLC, and GWFS EQUITIES, INC. Kimberly is registered to provide securities related advice and services in 53 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
11/10/2023 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
GA
08/22/2022 - 08/10/2023
USI SECURITIES, INC. (Atlanta GA)
NC
09/14/2018 - 05/16/2022
EQUITABLE DISTRIBUTORS, LLC (CHARLOTTE NC)
CO
01/03/2018 - 08/27/2018
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NC
03/30/2011 - 01/30/2015
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CO
03/04/2008 - 03/25/2011
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 01/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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