Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly A Brennan is a financial advisor who has been in the industry since 2002. Kimberly is currently registered with LPL Financial LLC, and previously worked for RBC Capital Markets, LLC and Wachovia Securities, LLC. Kimberly holds the Series 63, Series 7, and SIE licenses. Kimberly is registered in 21 states and specializes in a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/12/2023 - Present
LPL Financial LLC (NEWTOWN SQUARE PA)
PA
02/28/2007 - 10/25/2023
RBC CAPITAL MARKETS, LLC (CONSHOHOCKEN PA)
PA
03/09/2006 - 02/21/2007
WACHOVIA SECURITIES, LLC (RADNOR PA)
MO
12/13/2000 - 12/07/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 05/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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