Unclaimed
Kimberli Hubbard is a registered representative with Northwestern Mutual Investment Services, LLC. Kimberli has been in the industry since 2016 and is licensed in 51 states. Kimberli's licenses include Series 63, 10, 26, 9, 7 and SIE. Kimberli has extensive experience in the financial services industry and can provide a wide range of services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
05/16/2016 - Present
Northwestern Mutual Investment Services, LLC (DALLAS TX)
BC
Issued 01/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/11/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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