Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberley? Claim Your ProfileKimberley Proffitt is a financial professional with over 15 years of experience in the financial services industry. She is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Kimberley has a strong background in providing financial planning, portfolio management, and investment advisory services to individuals and businesses. Kimberley holds the Series 7, Series 66, Series 24, Series 52TO, Series 53, and SIE licenses. She has worked with clients in Tulsa, Oklahoma and surrounding areas. In addition to her work at Cetera Investment Advisers LLC, Kimberley is also on the advisory board for Loaves and Fishes, a food pantry and retail thrift store.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
08/10/2023 - Present
Cetera Investment Advisers LLC (TULSA OK)
OK
11/16/2021 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (TULSA OK)
OK
05/04/2017 - 10/19/2021
BOK FINANCIAL SECURITIES, INC. (TULSA OK)
OK
11/18/2015 - 04/19/2017
SECURIAN FINANCIAL SERVICES, INC. (TULSA OK)
OK
11/03/2009 - 05/18/2015
BOSC, INC. (TULSA OK)
OK
12/08/2006 - 02/04/2008
CUNA BROKERAGE SERVICES, INC. (TULSA OK)
CO
06/29/2004 - 12/31/2004
GENEOS WEALTH MANAGEMENT, INC. (ENGLEWOOD CO)
NY
05/14/2002 - 03/26/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/09/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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