Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberley? Claim Your ProfileKimberley Neff is a Registered Representative with CLG LLC and has been in the financial services industry since 1999. Kimberley has passed the Series 6, 7, 24, 52, 53, 63, and 66 exams and has experience at a variety of firms including CETERA ADVISOR NETWORKS LLC, COUNTRYWIDE INVESTMENT SERVICES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, BANC OF AMERICA INVESTMENT SERVICES, INC., and BA INVESTMENT SERVICES, INC. Kimberley is registered in 11 states: Arkansas, California, Connecticut, Minnesota, Missouri, Montana, New Jersey, New York, Oregon, and Texas. Kimberly is currently registered with CLG LLC and has branch office locations in Whittier and Long Beach, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
CA
01/01/2025 - Present
CLG LLC (Whittier CA)
CA
06/08/2007 - 12/31/2023
CETERA ADVISOR NETWORKS LLC (LONG BEACH CA)
CA
08/12/2003 - 02/06/2006
COUNTRYWIDE INVESTMENT SERVICES, INC. (ENCINO CA)
CA
08/30/2001 - 09/03/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
07/12/1999 - 08/08/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
11/28/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 03/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/03/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kimberley Neff is the right advisor for you? Invested Better is here to help.
