Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberley? Claim Your ProfileKimberley Rains has been in the financial services industry since 1995 and is currently registered as a Registered Representative with RBC Capital Markets, LLC in Denver, Colorado. Kimberley Rains is also a Registered Investment Advisor with the firm. Kimberley Rains has held previous positions at several other firms, including Gенеос Wealth Management, Inc., RBC Dain Rauscher Inc., Cascade Financial Management, Inc., and Charles Schwab & Co., Inc. Kimberley Rains has a wide range of experience in the financial services industry and specializes in providing investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/10/2023 - Present
RBC Capital Markets, LLC (DENVER CO)
CO
09/25/2006 - 04/30/2007
GENEOS WEALTH MANAGEMENT, INC. (DENVER CO)
CO
05/19/2005 - 07/12/2006
RBC DAIN RAUSCHER INC. (DENVER CO)
CO
04/19/2002 - 05/24/2005
CASCADE FINANCIAL MANAGEMENT, INC. (DENVER CO)
CO
02/03/1998 - 05/10/2002
CASCADE INVESTMENT GROUP, INC. (COLORADO SPRINGS CO)
TX
02/06/1992 - 07/08/1992
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MO
09/04/1990 - 01/16/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
08/14/1990 - 09/04/1990
BOETTCHER & COMPANY, INC.
NY
07/21/1989 - 03/15/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 02/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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