Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberley? Claim Your ProfileKimberley Lewis is a financial advisor with over 9 years of experience in the financial services industry. Kimberley has a strong background in investment company products and variable contracts, having earned Series 6 and Series 6TO licenses. Kimberley also holds the Series 63 license and the Securities Industry Essentials (SIE) exam. Kimberley is currently registered with LPL Financial LLC and is licensed to provide financial advice in Wisconsin. Previously, Kimberley was employed by Associated Investment Services, Inc., and World Group Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
04/26/2023 - Present
LPL Financial LLC (JANESVILLE WI)
WI
08/05/2014 - 03/08/2016
LPL FINANCIAL LLC (FISH CREEK WI)
WI
01/24/2012 - 09/10/2012
ASSOCIATED INVESTMENT SERVICES, INC. (STOUGHTON WI)
WI
07/02/2004 - 02/10/2010
WORLD GROUP SECURITIES, INC. (MADISON WI)
BC
Issued 07/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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