Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberlee? Claim Your ProfileKimberlee Duffy is a financial advisor who is currently registered with Empower Financial Services, Inc.. Kimberlee has been in the industry since April 14, 2019 and has experience with investment company products and variable contracts. Kimberlee is licensed to offer securities in 8 states: California, Georgia, Kentucky, Massachusetts, New Jersey, New York, Pennsylvania and Virginia. Kimberlee Duffy is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
PA
04/15/2019 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
BC
Issued 02/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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