Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberlee? Claim Your ProfileKimberlee Rooth is a financial advisor with Avantax Investment Services, Inc., based in Dallas, Texas. Kimberlee has been in the financial industry since 1999 and holds the Series 7, Series 63, and SIE licenses. Kimberlee previously worked for Lincoln Financial Advisors Corporation and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
05/03/2024 - Present
Avantax Investment Services, Inc. (DALLAS TX)
NY
02/17/2022 - 05/06/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (EAST AMHERST NY)
NY
01/28/2021 - 03/25/2022
RAYMOND JAMES & ASSOCIATES, INC. (BUFFALO NY)
NY
07/16/1999 - 01/15/2021
CADARET, GRANT & CO., INC. (WILLIAMSVILLE NY)
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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