Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimball? Claim Your ProfileKimball Stanley (iii) Bullard is a registered representative with Raymond James & Associates, Inc. Kimball has been in the securities industry since 1999. Prior to joining Raymond James, Kimball was with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Citigroup Global Markets Inc. Kimball is registered with the Securities and Exchange Commission (SEC) and has passed the Series 66, Series 7, and SIE exams. Kimball is licensed in 19 states and holds an active investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
09/13/2023 - Present
Raymond James & Associates, Inc. (Providence RI)
RI
05/18/2015 - 07/14/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
MA
03/27/2009 - 05/27/2015
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
02/22/2005 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
07/08/1999 - 02/23/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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