Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimball? Claim Your ProfileKimball Roy Doxey is a financial advisor with The Leaders Group, Inc., a firm that specializes in providing wealth management services. Kimball has been in the financial industry since 1993. Kimball is registered with the state of California, Idaho, Montana, Nevada, Oregon, Utah and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/26/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
UT
07/01/2020 - 04/26/2023
DFPG INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
06/10/2019 - 06/30/2020
KMS FINANCIAL SERVICES, INC. (Salt Lake City UT)
UT
12/09/2003 - 06/19/2019
FIRST WESTERN ADVISORS (SALT LAKE CITY UT)
WA
07/18/1996 - 12/09/2003
METROPOLITAN INVESTMENT SECURITIES, INC. (SPOKANE WA)
NY
08/17/1993 - 07/10/1996
CADARET, GRANT & CO., INC. (SYRACUSE NY)
BC
Issued 06/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1996
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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