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Kim Ulman Powell

Ceros Financial Services, Inc.

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About Kim Ulman Powell

Kim Powell is a financial professional with over six years of experience in the industry. Kim is a registered principal with Ceros Financial Services, Inc. in Rockville, Maryland and holds the Series 27, SIE, and Series 99TO licenses.

Firm Information

Kim Powell is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kim Powell’s Registration & Firm History

MD

09/08/2016 - Present

Ceros Financial Services, Inc. (ROCKVILLE MD)

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Licenses & Designations

BC

Issued 08/16/2016

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kim Ulman Powell.
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