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Kim Thien tran Nguyen

U.s. Bancorp Investments, Inc.

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About Kim Thien tran Nguyen

Kim Thien tran Nguyen is a registered investment advisor with U.S. Bancorp Investments, Inc.. Kim has been in the securities industry for over 5 years and has experience in various roles, including those at Charles Schwab & Co., Inc., BNY Mellon Wealth Management, and Purus Wealth Management, LLC. Kim holds Series 63, 65, 7 and SIE licenses and is currently registered as an investment advisor representative in California. Kim is committed to providing personalized financial planning and portfolio management services for individual investors and corporations.

Firm Information

Kim Nguyen is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Kim Nguyen’s Registration & Firm History

SD

05/16/2024 - Present

U.s. Bancorp Investments, Inc. (Sioux Falls SD)

CA

11/12/2018 - 07/01/2022

CHARLES SCHWAB & CO., INC. (Newport Beach CA)

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Licenses & Designations

BC

Issued 12/21/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/26/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kim Thien tran Nguyen.
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