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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Ryna Mastel is a financial professional with over 30 years of experience in the industry. Kim is currently a Registered Representative with Morgan Stanley, working out of the Laguna Niguel, CA branch office. Kim has a diverse background, having previously worked at firms such as Citigroup Global Markets Inc. and Bear, Stearns & Co. Inc.. Kim holds a variety of licenses and qualifications, including the Series 65, 63, 9, 10, 8, 3, 7, and the SIE exams. Kim has also been registered in a number of states, demonstrating a commitment to providing financial services across a wide range of locations. Kim specializes in working with high-net-worth individuals, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/17/2012 - Present
Morgan Stanley (Laguna Niguel CA)
CA
04/05/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
NY
10/16/1998 - 03/23/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/16/1998 - 03/23/1999
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
07/31/1993 - 09/08/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
10/01/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/12/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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