Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Carney is a financial advisor with over 30 years of experience in the financial industry. Carney is currently registered with Capital Client Group, Inc. Kim has a wide range of experience in the financial industry and holds several licenses and certifications. Carney is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
07/18/2019 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IL
06/14/1994 - 07/09/2019
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
MO
06/26/1991 - 04/28/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
07/31/1989 - 06/03/1991
KEMPER FINANCIAL SERVICES, INC.
NA
04/19/1988 - 05/13/1989
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BOTH
Issued 03/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/04/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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