Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Rene Nielsen is a Registered Representative and Investment Adviser Representative with over 25 years of experience in the financial services industry. Kim Rene Nielsen is currently registered with RBC Capital Markets, LLC and has been with the firm since March 2008. Kim Rene Nielsen has a strong background in various financial services areas, including investment management and research. Kim Rene Nielsen has held prior roles at Investment Management & Research, Inc, and Shearson Lehman Brothers Inc. Kim Rene Nielsen is registered in 40 states and holds the Series 63, 66, 7, and SIE exams. Kim Rene Nielsen specializes in various investment areas including, but not limited to, portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
12/02/2016 - Present
RBC Capital Markets, LLC (SEATTLE WA)
FL
10/23/1997 - 02/25/1998
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NA
02/21/1985 - 01/31/1986
SHEARSON LEHMAN BROTHERS INC.
BOTH
Issued 11/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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