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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Ngoc Nyberg is a financial advisor with UBS Financial Services Inc. Kim has been in the industry since 2011 and has a strong track record of providing personalized financial advice to clients. Previously, Kim was a financial advisor with Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, Inc. Kim holds the Series 63, Series 7, Series 9, Series 10, and SIE licenses. Kim specializes in working with clients to develop financial plans, provide investment advice, and manage their portfolios. Kim has experience working with a wide range of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/25/2024 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
07/31/2013 - 12/26/2023
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
MN
04/11/2012 - 07/25/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/23/2011 - 04/05/2012
CUNA BROKERAGE SERVICES, INC. (EAGAN MN)
BC
Issued 04/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/16/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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