Unclaimed
Kim Ngoc Huber is a financial advisor with over 25 years of experience in the industry. Kim is a registered representative with The Wealth Consulting Group and has a strong background in both broker-dealer and investment advisor roles. Kim Ngoc Huber has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Kim holds a Series 6, 7, 26, and 66 license, demonstrating expertise in various financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
06/01/2017 - Present
THE Wealth Consulting Group (LAS VEGAS NV)
MN
10/09/1998 - 03/22/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
CA
06/19/1995 - 09/04/1998
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
BOTH
Issued 09/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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