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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Marie Wisniewski is an Investment Advisor Representative with Cetera Investment Advisers LLC. Kim Marie Wisniewski has been in the financial services industry since November 22, 1994. Kim Marie Wisniewski has been registered with Cetera Investment Advisers LLC since November 12, 2020. Prior to joining Cetera Investment Advisers LLC, Kim Marie Wisniewski was registered with First Allied Securities, Inc., Wachovia Securities, LLC, and Everen Securities, Inc.. Kim Marie Wisniewski has passed the Series 63, Series 65, Series 7, Series 9, Series 10, SIE, and Series 99TO exams. Kim Marie Wisniewski is licensed in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
11/12/2020 - Present
Cetera Investment Advisers LLC (BROOKFIELD WI)
WI
01/08/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BROOKFIELD WI)
WI
11/03/1999 - 01/02/2008
WACHOVIA SECURITIES, LLC (MILWAUKEE WI)
MO
06/25/1992 - 06/09/1997
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 10/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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