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Kim Marie Wieland

Allen & Co. LLC

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About Kim Marie Wieland

Kim Marie Wieland is a financial professional with over 25 years of experience in the financial services industry. Kim is a Series 7, 24, 27, 79TO, and 99TO licensed professional. Kim is currently registered with Allen & Co. LLC. Kim works with clients in the New York area.

Firm Information

Kim Wieland is currently registered with Allen & Co. LLC. Allen & Co. LLC is a Limited Liability Company formed on August 3, 2001. The firm is registered in all 50 states and the District of Columbia. Allen & Co. LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kim Wieland’s Registration & Firm History

NY

04/15/1996 - Present

Allen & Co. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/03/1997

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/26/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kim Marie Wieland.
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