Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Marie Valentine is a financial advisor with Wells Fargo Clearing Services, LLC. Kim has been in the industry since April 16, 2000. Kim is registered with FINRA and is licensed in 53 states. Prior to joining Wells Fargo Clearing Services, LLC Kim worked at UBS FINANCIAL SERVICES INC. and RBC DAIN RAUSCHER INC. Kim has a Series 66, Series 7 and SIE license. Kim specializes in financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
10/07/2019 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
MA
06/03/2004 - 06/26/2019
UBS FINANCIAL SERVICES INC. (ROCKLAND MA)
NY
03/09/2002 - 06/12/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
10/22/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
01/14/1999 - 10/20/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 08/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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